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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-08 |
| MI | RA | APPROVED | 2012-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Flint | MI | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. Michigan HS Athletic Association; Investment related: No; sport officiating; Employee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2004; During business hours: 0; After business hours: 12; basketball official/ football official 2. Licensed minister; Not Investment related; Officiate weddings and funerals; Aug 2017; During business hours: 0; After business hours: 0 3. GOVERNMENT / MUNICIPALITY / POLITICAL;REPUBLICAN DELEGATE TO COUNTY CONVENTION; AS OF 08/2014; 0 DURING BUSINESS HOURS; 3 AFTER BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-12 |
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