John Eugene Lanzetta

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2025-03-06
NH	RA	APPROVED	2025-03-06
NJ	RA	APPROVED	2025-03-06
NM	RA	APPROVED	2025-03-06
NY	RA	APPROVED	2025-03-06
PA	RA	APPROVED	2025-03-06

DE RA
APPROVED

Since 2025-03-06
NH RA
APPROVED

Since 2025-03-06
NJ RA
APPROVED

Since 2025-03-06
NM RA
APPROVED

Since 2025-03-06
NY RA
APPROVED

Since 2025-03-06
PA RA
APPROVED

Since 2025-03-06

Branch Locations

Mechanicsburg, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Questar Asset Management	Minneapolis	MN	07/2006	12/2018
Questar Capital Corporation	Minneapolis	MN	12/2006	12/2018
Securities America Advisors	Mechanicsburg	PA	12/2018	03/2024
Securities America, Inc.	Mechanicsburg	PA	12/2018	03/2024
The Investment Center, Inc.	Mechanicsburg	PA	03/2024	03/2025
Ic Advisory Services, Inc.	Mechanicsburg	PA	03/2024	03/2025
Lpl Financial Llc	Mechanicsburg	PA	03/2025	Present

07/2006 → 12/2018

Questar Asset Management

Minneapolis, MN
12/2006 → 12/2018

Questar Capital Corporation

Minneapolis, MN
12/2018 → 03/2024

Securities America Advisors

Mechanicsburg, PA
12/2018 → 03/2024

Securities America, Inc.

Mechanicsburg, PA
03/2024 → 03/2025

The Investment Center, Inc.

Mechanicsburg, PA
03/2024 → 03/2025

Ic Advisory Services, Inc.

Mechanicsburg, PA
03/2025 → Present

Lpl Financial Llc

Mechanicsburg, PA

Previous Registrations

2024-03-25 → 2025-03-06

Ic Advisory Services, Inc.

Bedminster, NJ

Mechanicsburg, PA
2018-12-07 → 2024-03-28

Securities America Advisors, Inc.

Mechanicsburg, PA
2006-07-28 → 2018-12-17

Questar Asset Management, Inc.

Quakertown, PA
2003-12-16 → 2006-06-16

Usallianz Securities, Inc.

Quakertown, PA

Roseville, MN

Other Businesses

1. 03/06/2025- John E Lanzetta dba LifeSpan Financial Associates- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 08/01/1997- 40 Hours Per Month- 40 Hours During Trading 2. 03/06/2025- John E Lanzetta- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/01/2003- 20 Hours Per Month- 10 Hours During Trading 3. 03/06/2025- LifeSpan Financial Associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/01/1997- 160 Hours Per Month- 160 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-03
S63	Uniform Securities Agent State Law Examination	1992-08-24

S65 Uniform Investment Adviser Law Examination

2002-07-03
S63 Uniform Securities Agent State Law Examination

1992-08-24

View on SEC IAPD