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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-09-05 |
Branch Locations
37 Main St Ste 101, Warrenton, VA 20186 • United States
Wesley Chapel, FL • United States
3975 Fair Ridge Dr Ste 250N-C, Fairfax, VA 22033 • United States
Warrenton, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price Investment Services Inc/T Rowe Price Advisory Svc | Fairfax | VA | 05/2012 | 01/2021 |
| Mml Investors Services | Fairfax | VA | 01/2021 | 09/2023 |
| Massmutual | Fairfax | VA | 01/2021 | 09/2023 |
| Cetera Financial Specialists Llc | Schuamburg | IL | 09/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2023 | Present |
| Opta Financial | Fairfax | VA | 09/2023 | Present |
| Canterbury Wealth Management | Gainesville | VA | 07/2023 | Present |
1) CANTERBURY WEALTH MANAGEMENT, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, FINANCIAL PROFESSIONAL, 50H/WEEK, 30H/WEEK DURING TRADING HOURS, SINCE 09/2023 2) OPTA FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR INVESTMENTS, INSURANCE AND INVESTMENT SALES, 10H/WEEK, SINCE 08/2023. 3) NAME OF OTHER BUSINESS: CEDAR MILL HOA; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE, REVIEW ARCHITECTURAL APPLICATIONS, ENSURE GUIDELINES ARE FOLLOWED, REVIEW EXPENSES AND VENDORS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-10 |
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