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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Wmiwaukee | WI | 01/1979 | Present |
| Avantax Investment Services, Inc. | Cedarburg | WI | 07/1992 | 09/2025 |
| Avantax Advisory Services | Cedarburg | WI | 12/1993 | 09/2025 |
| Town Of Cedarburg | Cedarburg | WI | 05/2018 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
Wayne Pipkorn, Inc,~'NIR'~8871 W Bridge St~Cedarburg~WI~53012~Tax Preparation/Accounting~Tax Preparation/Accounting~1/2/1978~100hrs~60hrs~Income Tax Preparation|Town of Cedarburg~'NIR'~1293 Washington Ave~Cedarburg~WI~53012~Elected/Appointed Official~Other~5/1/2018~3hrs~3hrs~Supervise Town Staff|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-09-03 |
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