William Leon Carter

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Portland, OR
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2007 → Present
  Bright Oak Financial Management
  Sioux Falls, SD
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-05-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Clackamas, OR
  Washougal, WA
  Sioux Falls, SD
• 2006-09-18 → 2007-03-22
  Fiducial Investment Advisors, Inc.
  Portland, OR
  Portland, OR
• 2004-01-16 → 2004-10-01
  National Planning Corporation
  Vancouver, WA

Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; ADDRESS: SAME AS REGISTERED LOCATION; fixed insurance sales; independent insurance agent; 4/1/2007; 160; 160; sales of fixed insurance products| 2) NAME OF ENTITY: Bright Oak Financial Management; Yes; ADDRESS: SAME AS REGISTERED LOCATION; DBA and tax preparation; owner; 12/26/2007; 240; 240; DBA for sales of financial products and tax preparation|

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-12
• S63 Uniform Securities Agent State Law Examination
  2002-10-04