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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2013-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hebron | CT | 10/2012 | Present |
1. 10/18/2012 - O'Connell Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 06/08/2022 - Guardian of Person with ID for Mark G Hodgins - Not Investment Related - Home Based - Act in a Fiduciary Capacity - Guardian - Start Date - 05/31/2022 - 4 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-25 |
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