Mark Erwin Towne

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-05-31
WI	RA	APPROVED	2022-05-31

TX RA
APPROVED

Since 2022-05-31
WI RA
APPROVED

Since 2022-05-31

Branch Locations

Mount Horeb, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Century Securities Associates, Inc.	Madison	WI	05/2007	05/2022
Lpl Financial Llc	Mt. Horeb	WI	05/2022	Present

05/2007 → 05/2022

Century Securities Associates, Inc.

Madison, WI
05/2022 → Present

Lpl Financial Llc

Mt. Horeb, WI

Previous Registrations

2007-05-16 → 2022-06-06

Stifel Independent Advisors, Llc

St. Louis, MO

Mt Horeb, WI
2006-06-07 → 2007-05-17

Stifel, Nicolaus & Company, Incorporated

Madison, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-06
S63	Uniform Securities Agent State Law Examination	1992-09-18

S65 Uniform Investment Adviser Law Examination

2006-06-06
S63 Uniform Securities Agent State Law Examination

1992-09-18

Other Names

Mark E Towne

View on SEC IAPD