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Clifford Otto Straub

Lifestyle Financial Strategies, LLC

Middletown, CT

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Current Employers
Lifestyle Financial Strategies, Llc

100 Riverview Center Suite 316, Middletown, CT 06457 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2008-04-30
  • CT RA
    APPROVED
    Since 2008-04-30

Branch Locations

100 Riverview Center Suite 316, Middletown, CT 06457 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wrp Investments Inc Youngstown OH 07/2006 Present
Lifestyle Financial Strategies, Llc Middletown CT 04/2006 Present
Previous Registrations
  • 2006-07-03 → 2008-07-07
    Wrp Investments, Inc.
    Middletown, CT
Other Businesses

MIDDLETOWN ROTARY CLUB SCHOLARSHIP TRUST NOT AN INVESTMENT RELATED BUSINESS P.O. BOX 1107 MIDDLETOWN, CT 06457 CIVIC CLUB TRUSTEE 02/2011 TO PRESENT HOURS PER MONTH = 0.5 HOURS DURING SECURITIES TRADING HOURS = 0.5 PER MONTH ONE OF THREE TRUSTEES THAT OVERSEES THE SCHOLARSHIP ENDOWMENT ACCOUNT MIDDLESEX UNITED WAY BOARD OF DIRECTORS NOT AN INVESTMENT-RELATED BUSINESS 100 RIVERVIEW CENTER SUITE 230 MIDDLETOWN, CT 06457 CHARITABLE FUNDRAISING AND COMMUNITY SUPPORT 01/2005 TO PRESENT HOURS PER MONTH = 2.0 HOURS DURING SECURITIES TRADING HOURS = 2.0 BOARD OF DIRECTORS EXECUTIVE COMMITTEE FINANCE COMMITTEE INVESTMENT COMMITTEE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-28
  • S66 Uniform Combined State Law Examination
    2000-12-28
Designations

View on SEC IAPD

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