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Current Employers
Arrow Financial Group

31800 Northwestern Highway Suite 300, Farmington Hills, MI 48334 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-11-08
  • MI RA
    APPROVED
    Since 2017-11-08

Branch Locations

31800 Northwestern Highway Suite 300, Farmington Hills, MI 48334 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates Farmington Hills MI 04/2003 Present
Hurley Financial Group Llc Farmington Hills MI 05/2004 Present
Hfg Benefits Llc Farmington Hills MI 05/2004 Present
  • 04/2003 → Present
    Royal Alliance Associates
    Farmington Hills, MI
  • 05/2004 → Present
    Hurley Financial Group Llc
    Farmington Hills, MI
  • 05/2004 → Present
    Hfg Benefits Llc
    Farmington Hills, MI
Previous Registrations
  • 2010-10-30 → 2013-12-31
    Fiduciary Advisors, Llc
    Farmington, MI
Other Businesses

1. HURLEY FINANCIAL GROUP LLC POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2004 ADDRESS: 2075 W. Big Beaver Ste 420Troy, MI 48084, Suite 420, TROY MI 48084 DESCRIPTION: This is a holding company of HFG Benefits LLC. My wife owns 5% interest and I own 95% interest 2. HFG BENEFITS LLC POSITION: Owner & Partner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 10/07/2004 ADDRESS: 31800 Northwestern Hwy, Suite 300, Farmington Hills MI 48034, United States DESCRIPTION: Sales of business insurance needs for employee benefits programs and individual insurance needs for businesses and individuals. This is for insurance which is originated and maintained by myself. 3. ARROW RISK MANAGEMENT, LLC POSITION: Other - Agent NATURE: Limited Liability Company Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2012 ADDRESS: 31800 Northwestern Hwy, Suite 300, Farmington Hills MI 48034, United States DESCRIPTION: This is an OBA which I do group insurance for businesses and individual insurance for both individuals and business. This is insurance which is originated and referred by other advisors in the office. 4. ARROW FINANCIAL SOLUTIONS, PLC DBA ARROW FINANCIAL GROUP POSITION: Other - Financial Advisor NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 6 START DATE: 04/01/2012 ADDRESS: 31800 Northwestern Hwy, Suite 300, Farmington Hills MI 48034, United States DESCRIPTION: This is a marketing dbs for my securities business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-28
S63 Uniform Securities Agent State Law Examination 1993-09-24
  • S65 Uniform Investment Adviser Law Examination
    2010-10-28
  • S63 Uniform Securities Agent State Law Examination
    1993-09-24

View on SEC IAPD

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