Raymond Joseph Sullivan

Employer firm

Fourstar Wealth Advisors, LLC CRD 169613

$1.42B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1991 → Present
  Sullivan & Sullivan, Ltd
  Crestwood, IL
• 08/2013 → 07/2020
  Forum Financial Management, Lp
  Lombard, IL
• 08/2013 → 07/2020
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2013 → 07/2020
  Pks Advisory Services, Llc
  Albany, NY
• 07/2020 → Present
  Fourstar Wealth Advisors, Llc
  Chicago, IL

Previous Registrations

• 2013-08-09 → 2020-08-20
  Forum Financial Management, Lp
  Crestwood, IL
  Lombard, IL
  Crestwood, IL
• 2013-09-05 → 2014-07-28
  Pks Advisory Services, Llc
  Crestwood, IL
  Albany, NY
• 1998-02-16 → 2013-08-14
  Cetera Investment Advisers Llc
  Crestwood, IL

Other Businesses

1) SULLIVAN & SULLIVAN, LTD; NOT INV REL; CRESTWOOD, IL; ACCOUNTING & TAX PRACTICE; TITLE: CPA; STARTED 5/1/91; DUTIES: ACCOUNTANT & TAX PAYER; WORK 40 HRS/WK: 2) D AND R BUILDING PARTNERSHIP; RENTAL PROPERTY; PARTNER; COLLECT RENTS; START 01/2009: 3)SERTOMA SPEECH-HEARING CENTER; NOT INV REL; 10409 S ROBERTS RD, PALOS HILLS, IL; NOT FOR PROFIT HEARING-SPEECH CENTER;President since 7/1/2014, TREASURER SINCE 7/2008; 2 HRS/WK; REVIEW FINANCIAL STMTS & AID IN FINANCIAL DECISIONS (NON INVESTMENT):

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-26
• S63 Uniform Securities Agent State Law Examination
  1992-12-03

Other Names

• Ray Sullivan