Russell Caldwell Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 12/2016
  Eaton Vance Distributors, Inc.
  Boston, MA
• 04/2015 → 12/2016
  Eaton Vance Management
  Boston, MA
• 12/2016 → 01/2019
  Eaton Vance Management
  Boston, MA
• 12/2016 → 01/2019
  Eaton Vance Distributors, Inc.
  Boston, MA
• 01/2021 → 10/2021
  March Capital Corp
  Chicago, IL
• 09/2020 → 10/2021
  Breacher Capital Management, Llc
  Stamford, CT
• 02/2019 → 03/2020
  Wealthlogic Management
  Dallas, TX
• 03/2020 → 06/2020
  Magna Life
  Austin, TX
• 11/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beaumont, TX
• 11/2021 → Present
  Bank Of America, N.A.
  Beaumont, TX
• 06/2020 → 10/2021
  Wealthlogic Management
  Lakeville, PA

Previous Registrations

• 2021-03-02 → 2021-10-26
  March Capital Corp.
  Chicago, IL
  Chicago, IL
  Stamford, CT
• 2015-07-20 → 2019-01-25
  Eaton Vance Management
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-13
• S63 Uniform Securities Agent State Law Examination
  2012-11-10