Michael Andrew Stern

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Wells Fargo Advisors Financial Network Llc
  Melville, NY

Previous Registrations

• 2004-10-20 → 2009-10-05
  Banc Of America Investment Services, Inc.
  Melville, NY
  New York, NY
  New York, NY
  Patchogue, NY
• 2004-07-26 → 2004-10-20
  Quick & Reilly, Inc.
  New York, NY

Other Businesses

EXECUTOR FOR MOTHER'S ESTATE; INV. RELATED; MELVILLE, NY; START 7/2015; 2 HRS PER MONTH; 0 HRS DURING TRADING.| HAMLET COUNTRY CLUB TV COMMERCIAL, NOT INV RELATED, COMMACK, NY, ACTOR, START 6/12/2017, 5 HOURS DURING TRADING, ACTOR.| MICHAEL STERN CAPITAL CORP; INV RELATED; MELVILLE, NY; OWNER; FOR FINET PRACTICE; START: 10/2009; LESS THAN 1 HR/MO; LESS THAN 1 DURING TRADING.| FMRG HOLDINGS LLC, INV RELATED, MELVILLE, NY, 8.33% OWNERSHIP, START 12/1/2019, .25 HOURS PER MONTH, ZERO DURING TRADING, TO FACILITATE PRACTICE LEASE FOR BUILDING.| PARK SIDE, LLC; NOT INVESTMENT RELATED; MELVILLE,NY; 100% OWNERSHIP; START DATE 02/03/2021; NUMBER OF HOURS PER MONTH 3; NUMBER OF HOURS DURIGN TRADING 0; MANAGES EXPENSES FOR PERSONAL PROPERTY.| CRUNCH FITNESS; NOT INVESTMENT RELATED; HAUPPAUGE,NY; SUB SPIN CLASS INSTRUCTOR; START DATE 03/01/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; TEACHING SPIN CLASSES.;| GOLDS GYM, NOT INV RELATED, SMITHTOWN, NY, SPIN INSTRUCTOR, START: 12/4/2021, 2 HRS/MONTH, 0 HRS DURING TRADING, TEACHING SPIN CLASS.| RENTAL PROPERTY; INV. RELATED; PENSACOLA,FL; 50% OWNERSHIP; START DATE 03/26/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.| SKYNICK VENTURES, LLC; NOT INV. RELATED; PLAINVIEW,NY; 50% OWNERSHIP; START DATE 03/26/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; REAL ESTATE.;| DSMS PROPERTIES LLC, INV RELATED, HAUPPAUGE, NY, 100% OWNERSHIP WITH SPOUSE, START: 12/08/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, RENTAL PROPERTY MANAGEMENT.| PARKSIDE CAPITAL LLC; INV RELATED; KALISPEL, MT; 100% OWNERSHIP; START DATE 07/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS| TAYLOR PAIGE LLC; INV RELATED; HUNTINGTON, NY; HOLDING COMPANY FOR RESTAURANT STAKE; START DATE: 10/03/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| CENGO CONSULTING NP LLC; INV RELATED; EAST ELMHURST, NY; RESTAURANT;5% OWNERSHIP; START DATE: 10/03/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-23
• S63 Uniform Securities Agent State Law Examination
  1993-11-08