John Wayne Paul

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-07-17
LA	RA	APPROVED	2013-09-03

TX RA
APPROVED

Since 2014-07-17
LA RA
APPROVED

Since 2013-09-03

Branch Locations

425 Ashley Ridge Blvd, Ste 102 Ste 102 & 220, Shreveport, LA 71106 • United States

Mooringsport, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Shreveport	LA	07/1991	Present
Nylife Securities Llc.	Shreveport	LA	06/1992	Present
Eagle Strategies Llc	Shreveport	LA	09/2013	Present

07/1991 → Present

New York Life Insurance Company

Shreveport, LA
06/1992 → Present

Nylife Securities Llc.

Shreveport, LA
09/2013 → Present

Eagle Strategies Llc

Shreveport, LA

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; start date 12/2003; investment related; insurance broker] [RENTAL PROPERTY; COLLECT RENTAL INCOME; OWNER; 1 RENTAL PROPERTY; INVESTMENT RELATED; START DATE 8/2003]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-08
S63	Uniform Securities Agent State Law Examination	1997-04-01

S66 Uniform Combined State Law Examination

2013-08-08
S63 Uniform Securities Agent State Law Examination

1997-04-01

View on SEC IAPD