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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-06-13 |
| FL | RA | APPROVED | 2022-04-12 |
Branch Locations
1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States
Diamond Cove, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boca Raton | FL | 01/2013 | 04/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 04/2022 |
| Raymond James & Associates, Inc | Boca Raton | FL | 04/2022 | Present |
| Raymond James & Associates, Inc. | Diamond Cove | ME | 06/2022 | Present |
* 378601 -Gessner Engineering LLC; Investment related Yes; Business / Company; Agent (proprietor, partner, officer, director, employee, trustee, agent); Aug 2019; During business hours: 0; After business hours: 0; Agent in Florida to receive any documents for company if needed
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-04 |
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