Leonard Franklin Hake

Current Employers

Employment History

• 07/2011 → 10/2016
  Wells Fargo Advisors Llc
  Portland, OR
• 10/2016 → Present
  Raymond James Financial Services,Inc
  Oregon City, OR
• 11/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Oregon City, OR
• 10/2016 → Present
  Onpoint Community Credit Union
  Oregon City, OR
• 10/2016 → Present
  Onpoint Wealth Management And Investment Services
  Oregon City, OR
• 10/2016 → Present
  Onpoint Investment Services
  Oregon City, OR

Previous Registrations

• 2011-07-29 → 2016-10-26
  Wells Fargo Clearing Services, Llc
  Portland, OR
  Portland, OR
  Portland, OR
  Vancouver, WA
  Vancouver, WA
  Portland, OR
  Hillsboro, OR
  Portland, OR
  Portland, OR
• 2009-10-23 → 2011-08-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, OR
  Portland, OR
• 2008-10-29 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Portland, OR
• 2003-01-31 → 2003-03-19
  Bancwest Investment Services, Inc.
  Aloha, OR
• 2002-04-06 → 2002-09-25
  Rbc Capital Markets, Llc
  Portland, OR

Other Businesses

(1)Name of Business: DBA: OnPoint Investment Services Address: 2915 SE Oak Grove Blvd., Milwaukie, OR, 97267, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/03/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: offering the sale and service of non deposit investment products to members of OnPoint Community Credit Union (2)Name of Business: OnPoint Community Credit Union Address: 2915 SE Oak Grove Blvd., Milwaukie, OR, 97267, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/21/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor - OnPoint Investment Services (3)Name of Business: OnPoint Community Credit Union Address: 2915 SE Oak Grove Blvd, Milwaukie, OR, 97267, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 10/21/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment Advisor (4)Name of Business: OnPoint Investment Services Address: 2915 SE Oak Grove Blvd, Milwaukie, OR, 97267, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/21/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Provide wealth management, estate and financial planning to individuals and businesses.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-28
• S66 Uniform Combined State Law Examination
  2001-08-10
• S63 Uniform Securities Agent State Law Examination
  1992-10-23

Other Names

• Len Hake