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Glenn Depalma

LPl Financial LLC

Fort Mill, SC

Melville, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-11-20
NY RA APPROVED 2025-11-14
  • SC RA
    APPROVED
    Since 2025-11-20
  • NY RA
    APPROVED
    Since 2025-11-14

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Melville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2013 11/2025
Lpl Financial Llc Fort Mill SC 11/2025 Present
Previous Registrations
  • 2021-10-26 → 2025-11-19
    Ubs Financial Services Inc.
    New York, NY
    New York, NY
    New York, NY
    Weehawken, NJ
    Weehawken, NJ
    Melville, NY
    Melville, NY
    Purchase, NY
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-02
S63 Uniform Securities Agent State Law Examination 1992-11-25
  • S66 Uniform Combined State Law Examination
    2009-11-02
  • S63 Uniform Securities Agent State Law Examination
    1992-11-25
Other Names
  • Glenn Roger Depalma

View on SEC IAPD

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PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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