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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-28
KS RA APPROVED 2019-04-25
MO RA APPROVED 2019-04-25
  • TX RA
    APPROVED_RES
    Since 2025-03-28
  • KS RA
    APPROVED
    Since 2019-04-25
  • MO RA
    APPROVED
    Since 2019-04-25

Branch Locations

4901 West 136Th Street, Leawood, KS 66224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Leawood KS 05/2012 Present
Independent Financial Partners Leawood KS 05/2012 04/2019
Independent Advisor Alliance, Llc Leawood KS 04/2019 Present
Previous Registrations
Other Businesses

1. 8/2/2016 - IFP Insurance Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started Date: 01/01/2016 - 1 Hour Per Month During Securities Trading. 2. 5/2/2019 - Independent Advisor Alliance - DBA: (Hybrid) Deckert Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2019 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/2/2019. I expect to spend approximately 100 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/12/2019 - Deckert Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/26/2019 - 20 Hours Per Month During Securities Trading. 4. 2/7/2022 - Sage Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 2/4/2022 - 5 Hours Per Month/3 Hours During Securities Trading - Non-variable insurance sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-10
  • S66 Uniform Combined State Law Examination
    2007-03-10

View on SEC IAPD

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