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Roya Pour Ghavami

Morgan Stanley

Purchase, NY

Bedford, NY

CRD 2258447

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CT RA APPROVED 2009-06-01
NJ RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2009-06-01
  • NJ RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Bedford, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Purchase NY 07/2007 Present
Morgan Stanley Smith Barney Purchase NY 06/2009 Present
  • 07/2007 → Present
    Morgan Stanley & Co., Incorporated
    Purchase, NY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Purchase, NY
Previous Registrations
  • 2007-07-24 → 2009-06-01
    Morgan Stanley & Co. Llc
    Purchase, NY
  • 2007-05-29 → 2007-08-02
    Citigroup Global Markets Inc.
    Long Island City, NY
  • 2004-09-27 → 2007-05-29
    Citicorp Investment Services
    Long Island City, NY
    Long Island City, NY
    Long Island City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-13
S63 Uniform Securities Agent State Law Examination 1992-08-07
  • S65 Uniform Investment Adviser Law Examination
    1997-01-13
  • S63 Uniform Securities Agent State Law Examination
    1992-08-07
Other Names
  • Roya Ghavami

View on SEC IAPD

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