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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-15
  • MD RA
    APPROVED
    Since 2025-01-15

Branch Locations

One National Life Drive, Montpelier, VT 05604 • United States

9515 Deereco Road Suite 700, Timonium, MD 21093 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services, Inc. Montpelier VT 04/2007 Present
National Life Group Timonium MD 04/2007 Present
  • 04/2007 → Present
    Montpelier, VT
  • 04/2007 → Present
    National Life Group
    Timonium, MD
Other Businesses

*WORTHINGTON FINANCIAL PARTNERS, 9515 DEERECO RD, SUITE 700, TIMONIUM,, MD, 21093, ONGOING, INV REL, 10/2024, INSURANCE, AGENT, DURING TRD/HRS, 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-31
S63 Uniform Securities Agent State Law Examination 1993-01-27
  • S66 Uniform Combined State Law Examination
    2024-12-31
  • S63 Uniform Securities Agent State Law Examination
    1993-01-27
Other Names
  • Frank M Lucia

View on SEC IAPD

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