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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-18 |
| CA | RA | APPROVED | 2006-06-30 |
Branch Locations
3201 Danville Blvd. Ste. 285, Alamo, CA 94507 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Planning Partners | San Jose | CA | 11/2002 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2006 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 06/2006 | Present |
1) INSURANCE / 3201 Danville Blvd., Suite 285, Alamo CA 94507 / 12/01/1992 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 1 HR/MO - 0 HR/MO TRADING 2) CAPITAL PLANNING PARTNERS LLC / 1 ALMADEN BLVD STE 610, SAN JOSE, CA, 05/2002 / 05/01/2002 / INV REL / CIO - FINANCIAL PROFESSIONAL UTILIZING DBA NAME / 160 HR/MO - 160 HR/MO TRADING. 3) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 260 HR/MO - 4 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-10 |
| S65 | Uniform Investment Adviser Law Examination | 1995-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-09 |
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