Paul Nicholas Petronelli

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-06-29

MA RA
APPROVED

Since 2023-06-29

Branch Locations

14R Church Green, Taunton, MA 02780 • United States

700 Pleasant Street Suite 300, New Bedford, MA 02740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Dartmouth	MA	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

09/2014 → 06/2021

Voya Financial Advisors

Dartmouth, MA
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2009-03-05 → 2021-06-09

Voya Financial Advisors, Inc.

Dartmouth, MA

Dartmouth, MA

Braintree, MA

Taunton, MA

Windsor, CT
2007-02-20 → 2009-02-24

Osaic Services, Inc.

Dartmouth, MA

Stamford, CT
2006-04-19 → 2006-11-21

Householder Group, Estate & Retirement Specialists

Darmouth, MA
2001-01-01 → 2006-02-06

Voya Retirement Advisors, Llc

Quincy, MA

Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 500 FAUNCE CORNER RD BLDG 100 STE 130; DARTMOUTH; MA; 2747; fixed insurance sales; Independent Insurance Agent; 1/26/2009; 160; 160; Sales of Fixed Insurance products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-07-07
S63	Uniform Securities Agent State Law Examination	1998-11-24

S65 Uniform Investment Adviser Law Examination

2000-07-07
S63 Uniform Securities Agent State Law Examination

1998-11-24

Other Names

Paul Nicholas Petronelli

View on SEC IAPD