Ronald Portnoi

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bound Brook, NJ
• 11/2016 → 05/2023
  Wells Fargo Clearing Services, Llc
  Bound Brook, NJ
• 05/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Westfield, NJ

Previous Registrations

• 2002-08-13 → 2023-05-11
  Wells Fargo Clearing Services, Llc
  Basking Ridge, NJ
  Millburn, NJ
  Millburn, NJ
  Bound Brook, NJ
  Bround Brook, NJ
  Short Hills, NJ
  Millburn, NJ
  Delray Beach, FL

Other Businesses

HUB ADVISORS LLC, INV RELATED, WATCHUNG, NJ, 20% OWNERSHIP, START 9/2/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TRANSITIONING TO FINET. RBP FINANCIAL SERVICES LLC, INV RELATED, DELRAY BEACH, FL; 100% OWNERSHIP, START 5/14/2025, 1 HOUR PER MONTH, 1HOUR DURING TRADING, WAGES FROM FINET FA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-09
• S63 Uniform Securities Agent State Law Examination
  1992-10-05

Other Names

• Ronald Bruce Portnoi