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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-20 |
| OH | RA | APPROVED | 2003-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Dublin | OH | 06/1992 | Present |
| Principal Life Insurance Company | Dublin | OH | 07/1998 | Present |
***OUTSIDE INSURANCE. BROKER: GROUP MEDICAL, DENTAL, LIFE, STD, LTD. EFFECTIVE DATE - 08/14/13. ***EXECUTIVE BENEFITS DESIGN. 04/01/2014. OWNER OF REGISTERED CORPORATION WITH OHIO SECRETARY OF STATE. ENTITY USED FOR PURPOSES OF BOOKKEEPING SUCH AS RUNNING NON-SECURITIES RELATED COMMISSIONS, PAYING TAXES, DISTRIBUTION OF PAYROLL, ETC. NOT USED FOR MARKETING ANY PRODUCTS OR SERVICES. ***RGR Brokers, LLC; Not Investment Related; Westerville, OH; Owner; LLC established to buy and sell real estate.; Start Date: 01/01/2003; 0 hrs per month; 0 during trading hours. ***Mercedes Benz Club of America- Central Ohio; Not Investment Related; New Albany, OH; Board Member; Help guide and plan activities for members. Membership growth/planning/contact.; Start Date: 01/01/2019; 0 hrs per month; 0 during trading hours. ***Whiteoak Whitetails, LLC; Not Investment Related; Warsaw, OH; Co-owner; LLC established to own hunting property; Start Date: 08/13/2021; 0 hrs per month; 0 during trading hours. ***AmSpirit Business Connections; Not Investment Related; Columbus, OH; President; President of chapter, run meetings, keep members motivated to give referrals, recruit other members; Start Date: 01/01/2021; 5 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-07-15 |
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