Christine Lee Embling

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Equity Services, Inc.
  Montpelier, VT

Previous Registrations

• 2012-05-02 → 2012-11-08
  Lpl Financial Llc
  Rochester, NY
  Charlotte, NC
• 2008-08-08 → 2012-04-17
  Nationwide Securities, Llc
  Columbus, OH
  Columbus, OH
  Altamonte Springs, FL
  Newark, DE
• 2007-06-27 → 2008-06-23
  Citigroup Global Markets Inc.
  Amherst, NY
  New York, NY
• 2007-03-21 → 2007-06-15
  Hsbc Securities (Usa) Inc.
  Webster, NY
  Rochester, NY
  Rochester, NY
  Rochester, NY
  Newark, NY
  Rochester, NY
  Rochester, NY
  Rochester, NY
  Rochester, NY
  Rochester, NY
  Webster, NY
  Fairport, NY
  East Rochester, NY
  Palmyra, NY
  Rochester, NY
  Penfield, NY
  Sodus, NY
  Rochester, NY
  Rochester, NY
• 2002-06-18 → 2003-12-11
  Lpl Financial Llc
  Rochester, NY
• 2001-03-12 → 2002-06-07
  Lpl Financial Llc
  Rochester, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-22
• S63 Uniform Securities Agent State Law Examination
  1992-09-26