Ramananda Rau

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 11/2018
  Signator Investors, Inc
  Westbury, NY
• 11/2018 → Present
  Osaic Wealth, Inc.
  Melville, NY

Other Businesses

1. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Director of Compliance NATURE: LLC. Investment related. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/27/2007 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Registered Principal ( Delegatee ) responsible for supervision and compliance functions in OSJ. 2. RAMANANDA RAU POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2020 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Sales and servicing of fixed life insurance, Long Term Care insurance, Disability insurance and fixed annuities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-27
• S63 Uniform Securities Agent State Law Examination
  1992-07-29

Designations

• Chartered Financial Consultant

Other Names

• Ramananda S Rao
• Ramananda S Rau