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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2014-08-22
GA RA APPROVED 2014-08-21
MI RA APPROVED 2010-10-01
TX RA APPROVED_RES 2010-02-26
  • SC RA
    APPROVED
    Since 2014-08-22
  • GA RA
    APPROVED
    Since 2014-08-21
  • MI RA
    APPROVED
    Since 2010-10-01
  • TX RA
    APPROVED_RES
    Since 2010-02-26

Branch Locations

1400 Abbott Road Suite 100, East Lansing, MI 48823 • United States

101 Falls Park Drive Suite 600, Greenville, SC 29601 • United States

2400 Lakeview Parkway Suite 200, Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associate, Inc. East Lansing MI 11/2006 Present
Raymond James & Associates, Inc. Greenville SC 07/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-01
S63 Uniform Securities Agent State Law Examination 1992-07-15
  • S65 Uniform Investment Adviser Law Examination
    2010-09-01
  • S63 Uniform Securities Agent State Law Examination
    1992-07-15

View on SEC IAPD

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