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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2025-07-24 |
| PA | RA | APPROVED | 2025-07-21 |
| MD | RA | APPROVED | 2025-06-09 |
| IL | RA | APPROVED | 2024-10-08 |
| TN | RA | APPROVED | 2024-10-02 |
| MN | RA | APPROVED | 2024-09-25 |
| SC | RA | APPROVED | 2024-08-22 |
| TX | RA | APPROVED | 2013-02-14 |
| OH | RA | APPROVED | 2010-10-29 |
| IN | RA | APPROVED | 2006-01-27 |
| KY | RA | APPROVED | 2003-09-17 |
Branch Locations
1420 Ebenezer Rd Ste 104, Rock Hill, SC 29732-2774 • United States
877 Baltimore Annapolis Blvd Ste 315, Severna Park, MD 21146 • United States
740 Centre View Blvd Fl 5, Crestview Hills, KY 41017 • United States
4760 Red Bank Rd Ste 220, Cincinnati, OH 45227 • United States
113 N Hambden St, Chardon, OH 44024-1166 • United States
Union, KY • United States
501 Corporate Centre Dr., Ste. 315, Franklin, TN 37067-2738 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Crestview Hills | KY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Crestview Hills | KY | 03/2020 | Present |
Business Ownership; River Hills Consulting Services, LLC; Owner; staff, payroll and leased real estate management; 740 Centre View Blvd, , Crestview Hills, KY, 41017; Not Investment-Related; 01/01/2009; 1 to 9 hours per month; 1 to 9 during trading hours / 3 Commas; Co-owner; Manage Ameriprise Business; 740 Centre View Blvd, , Crestview Hills , KY, 41017; Investment-Related; 06/20/2024; 0 hours per month; 0 during trading hours / 9 Zeros LLC; Owner; Manage Ameriprise Business; 740 Centre View Blvd, , Crestview Hills , KY, 41017; Investment-Related; 07/01/2024; 0 hours per month; 0 during trading hours. Outside Employment; River Hills Consutling Service LLC; Owner; Employee of Consulting Firm; 740 centre view blvd, 5th floor, Crestview hills, KY, 41017; Not Investment-Related; 12/21/2016; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-31 |
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