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Timothy Gerrod Corcoran

Osaic Wealth, Inc.

Melville, NY

CRD 2257091

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-26
  • NY RA
    APPROVED
    Since 2021-04-26

Branch Locations

575 Broadhollow Road, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Mellville NY 11/2010 11/2018
Osaic Wealth, Inc. Melville NY 11/2018 Present
  • 11/2010 → 11/2018
    Jhfn Sii
    Mellville, NY
  • 11/2018 → Present
    Melville, NY
Other Businesses

1. INSURANCE BROKER - TIMOTHY CORCORAN POSITION: Insurance Broker NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2010 ADDRESS: 575 Broadhollow Rd, Melville NY 11747, United States DESCRIPTION: Sales and Service for Fixed Insurance Business 2. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 11/01/2010 ADDRESS: 575 Broadhollow Rd, Melville NY 11747, United States DESCRIPTION: Investment Advisor Representative for Lighthouse Financial Network, LLC and independent firm ofOsaic Wealth Inc.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-22
  • S63 Uniform Securities Agent State Law Examination
    1996-08-22
Other Names
  • Timothy G Corcoran

View on SEC IAPD

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