Eric Christian Lee

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 02/2018
  Purple Wealth, Llc
  Rapid City, SD
• 01/2016 → 11/2017
  Girard Securities
  Rapid City, SD
• 01/2016 → 01/2023
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 11/2017 → 09/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2023 → Present
  Puple Wealth, Llc/ Lpl Financial
  Rapid City, SD
• 01/2023 → Present
  Lpl Financial Llc
  Rapid City, SD

Previous Registrations

• 2016-01-19 → 2023-02-17
  United Capital Financial Advisors
  Rapid City, SD
• 2007-03-12 → 2018-02-09
  Purple Wealth, Llc
  Rapid City, SD
• 2001-05-02 → 2016-01-14
  Lpl Financial Llc
  Rapid City, SD
  Rapid City, SD
  Spearfish, SD

Other Businesses

1)01/20/2023 - Floor III, LLC - Floor III, LLC - Non-Inv Rel - Rapid City, SD - Start: 01/2013 2)01/20/2023 - Purple Wealth LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2001 3)03/18/2024 - Skyline West, LLC- Inv Related - Rapid City, SD - Real Estate Rental - Started: 12/1/2023 - 1 Hr/Mo; 0 Hr During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-26
• S63 Uniform Securities Agent State Law Examination
  1992-08-07

Other Names

• Eric C Lee