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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| FL | RA | APPROVED | 2024-12-18 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2003 | Present |
| Ford, English Financial Group, Llc | Utica | NY | 12/2002 | Present |
1. Ford, English, Savicki & Pavlot Wealth Management LLC, managing principal; private entity created for selling fixed insurance products and operating securities business, as of 02/01/2003, 100% of time spent during business hours, conducted at branch, investment related. 2. English, Pavlot Properties, LLC, part owner and operating manager of a private entity created to own and lease commercial property located at 607 Mary Street, Clayton, NY 13624, as of 10/05/2007, less than 1% of time spent during business hours, conducted at branch, investment related. 3. Fixed insurance sales, as of 2011, 5% of time spent during business hours, conducted at branch, investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-05 |
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