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Christopher Charles Holland

Mml Investors Services, LLC

Stamford, CT

CRD 2256193

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

225 High Ridge Road East Bldg 1St Floor, Stamford, CT 06905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Stamford CT 11/2013 03/2017
Massachusetts Mutual Life Insurance Company Stamford CT 07/2016 Present
Mml Investors Services, Llc Stamford CT 03/2017 Present
  • 11/2013 → 03/2017
    Metlife Securities Inc
    Stamford, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Stamford, CT
  • 03/2017 → Present
    Mml Investors Services, Llc
    Stamford, CT
Previous Registrations
  • 2014-07-09 → 2017-03-25
    Msi Financial Services, Inc.
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-01
S63 Uniform Securities Agent State Law Examination 1992-10-19
  • S66 Uniform Combined State Law Examination
    2014-06-01
  • S63 Uniform Securities Agent State Law Examination
    1992-10-19

View on SEC IAPD

Nearby Firms

COUNTERPOINTE INVESTMENT MANAGEMENT LLC
K2/D&S MANAGEMENT CO., L.L.C.
LONGRANGE CAPITAL, L.P.

Nearby Investors

CLAUDINE ANTOINETTE SPENCE
RONALD JOHN SCHULER
PAUL JON ACKERLEY

Nearby Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT

More in Stamford, CT

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