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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-04-27
TX RA APPROVED 2026-04-27
  • MI RA
    APPROVED
    Since 2026-04-27
  • TX RA
    APPROVED
    Since 2026-04-27

Branch Locations

927 W Columbia Ave., Battle Creek, MI 49015 • United States

1611 W. Centre Suite 102, Portage, MI 49024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Battle Creek MI 09/2005 04/2017
Commonwealth Financial Network Waltham MA 04/2017 04/2026
Allegient Wealth Strategies Battle Creek MI 04/2017 Present
Alpha Homes Grand Rapids MI 02/2017 Present
West Columbia Properties Battle Creek MI 06/2018 Present
Empower Divorce Consulting Grand Rapids MI 05/2020 Present
Cetera Wealth Services, Llc El Segundo CA 04/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2026 Present
  • 09/2005 → 04/2017
    Ameriprise Financial Services, Inc.
    Battle Creek, MI
  • 04/2017 → 04/2026
    Waltham, MA
  • 04/2017 → Present
    Allegient Wealth Strategies
    Battle Creek, MI
  • 02/2017 → Present
    Alpha Homes
    Grand Rapids, MI
  • 06/2018 → Present
    West Columbia Properties
    Battle Creek, MI
  • 05/2020 → Present
    Empower Divorce Consulting
    Grand Rapids, MI
  • 04/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: ALLEGIANT WEALTH STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 04/2017 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MEETING FACE-TO-FACE WITH CLIENTS, FINANCIAL PLANNING, PORTFOLIO CREATION; 2. NAME OF OTHER BUSINESS: EMPOWER DIVORCE CONSULTING INVESTMENT RELATED: NO ADDRESS: GRAND RAPIDS, MI 49525 NATURE OF BUSINESS: DIVORCE CONSULTING START DATE: 05/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DIVORCE CONSULTING; 3. NAME OF OTHER BUSINESS: ALPHA HOMES INVESTMENT RELATED: NO ADDRESS: GRAND RAPIDS, MI 49525 NATURE OF BUSINESS: REAL ESTATE SALES START DATE: 02/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SHORT- AND LONG-TERM RENTAL REAL ESTATE; 4. NAME OF OTHER BUSINESS: WEST COLUMBIA PROPERTIES INVESTMENT RELATED: NO ADDRESS: BATTLE CREEK, MI 49015 NATURE OF BUSINESS: RENTAL REAL ESTATE START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MAIN OFFICE LOCATION/MAINTENANCE; 5. NAME OF OTHER BUSINESS: MULTIPLE REAL ESTATE PROPERTIES INVESTMENT RELATED: NO ADDRESS: GRAND HAVEN MI, 49417, GRAND HAVEN MI, 49417, BATTLE CREEK MI 49015 NATURE OF BUSINESS: RENTAL REAL ESTATE START DATE: 2/2017, 6/20187 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: RENTAL REAL ESTATE DUTIES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-18
  • S63 Uniform Securities Agent State Law Examination
    1992-07-18
Designations

View on SEC IAPD

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