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Michael Francis Jennetta

Aegis Capital Corp.

Melville, NY

Egg Harbor Twp, NJ

New York, NY

CRD 2255867

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Employer firm

Aegis Capital Corp. CRD 15007

$1.78B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-02
FL RA APPROVED 2025-01-02
NJ RA APPROVED 2025-01-02
WI RA APPROVED 2025-01-02
DE RA APPROVED 2020-08-31
AZ RA APPROVED 2019-05-02
PA RA APPROVED 2014-09-19
  • CA RA
    APPROVED
    Since 2025-01-02
  • FL RA
    APPROVED
    Since 2025-01-02
  • NJ RA
    APPROVED
    Since 2025-01-02
  • WI RA
    APPROVED
    Since 2025-01-02
  • DE RA
    APPROVED
    Since 2020-08-31
  • AZ RA
    APPROVED
    Since 2019-05-02
  • PA RA
    APPROVED
    Since 2014-09-19

Branch Locations

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

3153 Fire Rd Suite 1C, Egg Harbor Twp, NJ 08234 • United States

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp Egg Harbor Twp NJ 09/2014 Present
Previous Registrations
  • 2007-08-27 → 2014-09-17
    Ic Advisory Services, Inc.
    Egg Harbor, NJ
    Bedminster, NJ
  • 2005-07-18 → 2007-08-09
    Egg Harbor City, NJ
    Egg Harbor Township, NJ
  • 2002-10-21 → 2005-07-05
    Morgan Stanley Dw Inc.
    Mount Laurel, NJ
Other Businesses

1. JENNETTA ASSET MANAGEMENT, LLC. 3153 FIRE RD. SUITE 1C EGG HARBOR TWP, NJ ; OWNER NON-SECURITIES BUSINESS, BUSINESS ACCOUNT FOR OFFICE EXPENSES; START DATE: 08/27/2007; APPROXIMATELY 8 HOURS PER MONTH DEVOTED TO BUSINESS DURING NON-SECURITIES TRADING HOURS 2. JENNETTA ASSET MANAGEMENT, LLC 3153 FIRE RD. SUITE 1C EGG HARBOR TWP, NJ ; D/B/A, ALL SECURITIES OFFERED THROUGH AEGIS CAPITAL GROUP, START DATE: 06/25/2026 3. USA POLE VAULT BUREAU ASSOCIATION 444 MANSFIELD AVE. HADDONFIELD, NJ 08033; NON PROFIT CLINICS, NON-SECURITIES RELATED; CLINICAN VAULTER COMPETITOR; START DATE 08/08/2014; APPROXIMATELY 15 HOURS PER MONTH DEVOTED TO BUSINESS DURING NON-SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-18
S63 Uniform Securities Agent State Law Examination 1995-12-27
  • S65 Uniform Investment Adviser Law Examination
    2002-10-18
  • S63 Uniform Securities Agent State Law Examination
    1995-12-27
Other Names
  • Michael Francis Jennetta

View on SEC IAPD

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