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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clearpool Execution Services Llc | New York City | NY | 09/2016 | 08/2017 |
| Ubs Financial Services Inc. | Aventura | FL | 07/2018 | 01/2022 |
| Unemployment | New York City | NY | 09/2017 | 06/2018 |
| Pruco Securities, Llc | Miami | FL | 11/2022 | 11/2024 |
| The Prudential Insurance Company Of America | Miami | FL | 11/2022 | Present |
| Core Insurance Concepts Llc | Delray Beach | FL | 01/2022 | 11/2022 |
| Lpl Enterprise, Llc | Miami | FL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-11 |
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