Cynthia Beth Pollack

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → Present
  Advisornet Financial
  Minneapolis, MN
• 01/2013 → 12/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2020 → 06/2023
  Royal Alliance
  Minneapolis, MN
• 06/2023 → Present
  Osaic Wealth, Inc.
  Minneapolis, MN

Previous Registrations

• 2014-01-08 → 2019-12-03
  Cetera Wealth Services, Llc
  Minnetonka, MN
  Minneapolis, MN
  Minneapolis, MN
  Lino Lakes, MN

Other Businesses

1. AFFILIATED ADVISORS POSITION: OSJ Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/01/2021 ADDRESS: 310 Riverside Drive | New York, NY 10025, Suite 1420, New York NY 10025, United States DESCRIPTION: I am the OSJ manager, this is a DBA disclosure

Exams

• S66 Uniform Combined State Law Examination
  2002-05-07
• S63 Uniform Securities Agent State Law Examination
  2000-07-11

Other Names

• Cynthia Beth Pearson
• Cynthia Beth Wiedemann