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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1998-12-10
  • FL RA
    APPROVED
    Since 1998-12-10

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Boynton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 02/1998 Present
Other Businesses

I*492528 Entity Type: N/A Name of OBA: Peter and Enrica Sciarretta = P and E S Address: Lauderdale By The Sea, Florida, 33062 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/01/2019 Number of Hours: 4, Monthly Number of Hours during trading: 1, Monthly Duties: Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-25
  • S66 Uniform Combined State Law Examination
    2000-07-25
Other Names
  • Maria E Sciarretta
  • Marie Elena Sciarretta
  • Maria Elena Sciarretta

View on SEC IAPD

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