Barry Micael Falter

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → 09/2016
  Vsr Financial Services Inc
  Lincoln, NE
• 08/2007 → 09/2016
  Vsr Advisory Services
  Overland Park, KS
• 03/2004 → Present
  Falter Wealth Management Services, Inc
  Lincoln, NE
• 09/2016 → 09/2019
  Summit Brokerage Services, Inc.
  Lincoln, NE
• 09/2016 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2013 → Present
  Bmf Isabella Llc
  Mesa, AZ
• 08/2015 → Present
  Bmf S Westwood Llc
  Mesa, AZ
• 02/2015 → Present
  Bmf N Alma Llc
  Meza, AZ
• 11/2013 → Present
  Bmf Phx Llc
  Phoenix, AZ
• 02/2013 → Present
  Bmf University Llc
  Mesa, AZ
• 12/2003 → Present
  Bmf Av Llc
  Avondale, AZ
• 06/2004 → Present
  Bmf Gilbert Llc
  Gilbert, AZ
• 11/2012 → Present
  Bmf Buckeye, Llc
  Buckeye, AZ

Previous Registrations

• 2016-09-01 → 2021-05-20
  Summit Financial Group Inc
  Lincoln, NE
• 2004-03-12 → 2016-09-01
  Vsr Financial Services, Inc.
  Lincoln, NE
  Overland Park, KS
  Lincoln, NE
  Overland Park, KS
• 2003-10-10 → 2004-03-10
  Gunnallen Financial, Inc
  Lincoln, NE
• 1997-10-08 → 2002-05-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, NE

Other Businesses

(1) FALTER WEALTH MANAGEMENT SERVICES; NOT INVESTMENT RELATED; 8911 WHISPERING WIND ROAD, LINCOLN, NE 68512; LIFE INSURANCE; BEGAN 09/01/2015; 1 HOUR PER WEEK; SOLD A LEVEL TERM POLICY FROM BANNER LIFE. (2) RENTAL PROPERTIES; NOT INVESTMENT RELATED; 8911 WHISPERING WIND ROAD, LINCOLN, NE 68512; SINGLE FAMILY RENTAL PROPERTIES; OWNER; STARTED 12/30/2003; APX 1 HOUR/MONTH, NONE DURING TRADING; APPROVE RENTERS PRESENTED BY REAL ESTATE AGENT, APPROVE ANY PROPERTY MAINTENANCE NECESSARY; (3) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 6114 S 81ST STREET, LINCOLN, NE 68512, NATURE OF BUSINESS: REAL ESTATE, START DATE: 09/2009, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: .5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: APPROVE RENTERS AND MAINTENANCE; (4) NAME OF OTHER BUSINESS: BMF ISABELLA LLC , INVESTMENT RELATED: NO, ADDRESS: 2146 W ISABELLA AVE 236, MESA, AZ 85202 NATURE OF BUSINESS: REAL ESTATE, START DATE: 10/2013, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: .5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: APPROVE RENTERS AND MAINTENANCE; (5) NAME OF OTHER BUSINESS: BMF S WESTWOOD LLC, BMF N ALMA LLC, BMF PHX LLC, BMF UNIVERSITY LLC, BMF BUCKEYE, LLC, BMF GILBERT LLC, BMF AV LLC INVESTMENT RELATED: NO, ADDRESS: AZ CITIES, OF MESA, PHOENIX, BUCKEYE, GILBERT & AVONDALE, NATURE OF BUSINESS: REAL ESTATE, START DATE:12/2003 - 08/2015, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 4, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: APPROVE RENTERS AND MAINTENANCE;

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-20
• S63 Uniform Securities Agent State Law Examination
  1992-08-06