Peter Tomlinson Roe

Current Employers

Employment History

• 11/2003 → 12/2018
  Repete Systems
  Asheville, NC
• 01/2008 → Present
  Huffman & Associates
  Asheville, NC
• 01/2018 → Present
  Dba Masters Pcg
  Asheville, NC
• 02/2015 → Present
  Cetera Advisors Llc
  Denver, CO
• 11/2016 → 06/2018
  Dba Masters Prosports & Entertainment
  Asheville, NC
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2025 → Present
  Fora Travel
  Asheville, NC

Previous Registrations

• 2011-07-15 → 2015-03-17
  Capital Guardian Wealth Management, Llc
  Asheville, NC
• 2010-01-27 → 2012-03-28
  Circle One Wealth Management, Llc
  Mount Pleasant, SC
• 2009-07-17 → 2010-12-31
  Triton Financial, Llc
  Austin, TX
  Altamonte Springs, FL
  Asheville, NC
• 2007-01-03 → 2009-07-06
  Cetera Advisors Llc
  Mooresville, NC
  Altamonte Springs, FL
  Asheville, CA
  Baton Rouge, LA
  Mooresville, NC
• 2005-11-03 → 2006-12-31
  Horizon Financial Group,Llc
  Mooresville, NC
• 1995-02-14 → 2005-10-04
  Raymond James Financial Services, Inc.
  Hunterville, NC

Other Businesses

1. B & R FINANCIAL LLC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, LLC FOR BUSINESS EXPENSES, START JANUARY 2005, 2 HOURS PER WEEK - VARIES DURING TRADING HOURS, CO-OWNER/MANAGER. 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START FEBRUARY 2015, 5 HOURS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE AND DISABILITY. 3. TITULAR HEAD LLC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, VACATION PROPERTY IN UPSTATE NEW YORK, START DECEMBER 2014, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, CO-OWNER WITH SIBLINGS. 4. HUFFMAN AND ASSOCIATES, INVESTMENT RELATED, 2300 NORTH ORANGE AVENUE, ORLANDO, FL 32804, LIFE INSURANCE, START JANUARY 2005, 3 HOURS PER WEEK - VARIES DURING TRADING HOURS, LIFE INSURANCE AGENT. 5. NAME OF OTHER BUSINESS: AGENT FOR JASON BELL ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: MARKETING ; START DATE: 09/2019 ; POSITION/TITLE/RELATIONSHIP: AGENT ; APX # OF HRS PER WEEK: 1 ; APX # OF HRS DURING TRADING HRS: 1 ; BRIEF DESCRIPTION OF DUTIES: NEGOTIATE MARKETING INCOME OPPORTUNITIES FOR JASON BELL 6. NAME OF OTHER BUSINESS: CAMP GRIER; INVESTMENT RELATED: NO; ADDRESS: 985 CAMP GRIER RD, OLD FORT, NC 28762; NATURE OF BUSINESS: BOARD; START DATE: 9/2021; POSITION/TITLE/RELATIONSHIP: BOARD CHAIR APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF THE CAMP GRIER BOARD; 7. NAME OF OTHER BUSINESS: COMMUNITY LAND TRUST OF WESTERN NORTH CAROLINA; INVESTMENT RELATED: NO; ADDRESS: 37 E MAIN ST, OLD FORT, NC 28762; NATURE OF BUSINESS: BOARD; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE EXECUTIVE DIRECTOR IN HIS ROLE OF BUILDING AFFORDABLE HOUSING IN WESTERN NC; 8. NAME OF OTHER BUSINESS: FORA TRAVEL; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRAVEL AGENCY; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: TRAVEL AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INDEPENDENT CONTRACTOR TRAVEL AGENT TO BOOK TRAVEL; 9. NAME OF OTHER BUSINESS: MASTERS PCG INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2018 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2001-02-21
• S63 Uniform Securities Agent State Law Examination
  1992-09-11