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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-02 |
| RI | RA | APPROVED | 2024-01-04 |
| VT | RA | APPROVED | 2023-11-27 |
| FL | RA | APPROVED | 2023-01-04 |
| CT | RA | APPROVED | 2022-10-19 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
15 Chesterfield Rd Ste1 Mailstop: Ct-041, East Lyme, CT 06333 • United States
33 Center Street Ms: Ma-386, Ludlow, MA 01056 • United States
228 King Street, Northampton, MA 01060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara Bank | Ludlow | MA | 05/2016 | 09/2016 |
| Lpl Financial Llc | Ludlow | MA | 05/2016 | 09/2016 |
| Key Investment Services Llc | Brooklyn | OH | 09/2016 | 01/2017 |
| Keybank Na | Ludlow | MA | 09/2016 | 01/2017 |
| Key Investment Services Llc | Manchester | CT | 01/2017 | 08/2022 |
| St Germain Securities Inc | Springfield | MA | 02/2017 | 08/2022 |
| Citizens Securities, Inc. | Ludlow | MA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-11-23 |
| S65 | Uniform Investment Adviser Law Examination | 2015-04-21 |
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