Christopher J Barber

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-04-28
GA	RA	APPROVED	2023-01-20
TX	RA	APPROVED	2023-01-18
AR	RA	APPROVED	2022-09-22
NY	RA	APPROVED	2021-04-12
MD	RA	APPROVED	2013-05-01
CT	RA	APPROVED	2010-09-23
FL	RA	APPROVED	2010-09-17
PA	RA	APPROVED	2010-09-16
NJ	RA	APPROVED	2002-07-30

VA RA
APPROVED

Since 2023-04-28
GA RA
APPROVED

Since 2023-01-20
TX RA
APPROVED

Since 2023-01-18
AR RA
APPROVED

Since 2022-09-22
NY RA
APPROVED

Since 2021-04-12
MD RA
APPROVED

Since 2013-05-01
CT RA
APPROVED

Since 2010-09-23
FL RA
APPROVED

Since 2010-09-17
PA RA
APPROVED

Since 2010-09-16
NJ RA
APPROVED

Since 2002-07-30

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

OUTSIDE INSURANCE; NORTHWELL HOSPITAL, HUNTINGTON,NY, BOARD OF DIRECTORS, DEC 1 2004; JAN 1 2010;BOARD MEMBER - NYS POLICE SIGNAL 30, ORGANIZATION, NYS, ALBANY -PROVIDES MONEY TO FAMILIES OF POLICE OFFICERS WHO DIE IN THE LINE OF DUTY-STARTED JAN 1, 2016 - 5HRS PER MO.Delta Dental ,United Healtcare ,Oxford Health; Red Dirt Farms of Windham LLC 6/2023-Present

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-14
S63	Uniform Securities Agent State Law Examination	1992-09-14

S65 Uniform Investment Adviser Law Examination

1999-06-14
S63 Uniform Securities Agent State Law Examination

1992-09-14

View on SEC IAPD