Terry Alan Conner

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → 10/2016
  Tmfs-Springfield, Llc
  Springfield, MO
• 10/2016 → 11/2016
  Financial Engines Advisor Center, Llc
  Springfield, MO
• 11/2016 → 06/2019
  Financial Engines Advisors L.L.C.
  Springfield, MO
• 06/2019 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2016-11-30 → 2019-07-01
  Edelman Financial Engines
  Springfield, MO
• 2016-10-13 → 2016-11-30
  Financial Engines Advisor Center, Llc
  Springfield, MO
  Overland Park, KS
• 2002-03-14 → 2016-10-21
  The Mutual Fund Store
  Springfield, MO

Other Businesses

1) ONE SPRINGFIELD PLACE, NON-INVESTMENT RELATED, 1835 E REPUBLIC RD, SPRINGFIELD, MO 65804, REAL ESTATE, 50% OWNER, 01/22/2002, 2 HOURS PER MONTH, 0 HOURS PER TRADING HOURS, MANAGEMENT / OVERSIGHT DUTIES. 2) OAK CREST INVESTMENT ADVISORS, INVESTMENT RELATED, 1835 E REPUBLIC RD SPRINGFIELD MO 65804, 90% OWNER, 06/2019, 160H HOURS PER MONTH, 160 HOURS DURING TRADING, THIS IS THE LLC I OPERATE OUT OF WHEN CONDUCTIN BUSINESS AS A FINANCIAL ADVISOR OF PRICE CAPITAL INVESTMENT ADVISORE OF SPRINGFIELD. 3)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. <1 HR PER MONTH; 0 HOURS PER MONTH DURING TRADING. 4) COMMUNITY FOUNDATION OF ROGERSVILLE, NON-INVESTMENT RELATED, 6002 S FARM RD 209, ROGERSVILLE MO 65742, NON-PROFIT FOUNDATION BENEFITTING COMMUNITY OF ROGERSVILLE., 08/08/2024, VICE PRESIDENT, 2 TO 3 HOURS PER MONTH, 0 HOURS PER MONTH DURING TRADING; DUTIES INCLUDE HELPING TO COORDINATE FUND RAISING ACTIVITIES BENEFITTING LOCAL CHARITIES AND CAUSES 5) FRITZ'S ADVENTURE - THE COLONY - 5651 NEBRASKA FURNITURE MART DRIVE, THE COLONY TX, INDOOR/OUTDOOR ADVENTURE PARK, 10% OWNER, 08/08/2024, NO DUTIES, PASSIVE INVESTOR ONLY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-15
• S63 Uniform Securities Agent State Law Examination
  1992-07-27

Designations

• Certified Financial Planner

Other Names

• Terry A Conner