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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-05-16
  • NC RA
    APPROVED
    Since 2017-05-16

Branch Locations

202 South Main Street, Reidsville, NC 27320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Greensboro NC 03/2008 05/2017
Raymond James Financial Services Advisors, Inc Greensboro NC 01/2009 05/2017
Newbridge Bank Greensboro NC 03/2008 05/2017
Lazy Moose Lodge Llc Winston-Salem NC 08/2008 Present
Jbjh Properties Llc Winston-Salem SC 08/2008 Present
Cetera Investment Serives Llc St.CLoud MN 05/2017 Present
Cetera Investment Advisers Reidsville NC 05/2017 Present
First National Bank Of Pa Reidsville NC 05/2017 Present
  • 03/2008 → 05/2017
    Raymond James Financial Services
    Greensboro, NC
  • 01/2009 → 05/2017
    Greensboro, NC
  • 03/2008 → 05/2017
    Newbridge Bank
    Greensboro, NC
  • 08/2008 → Present
    Lazy Moose Lodge Llc
    Winston-Salem, NC
  • 08/2008 → Present
    Jbjh Properties Llc
    Winston-Salem, SC
  • 05/2017 → Present
    Cetera Investment Serives Llc
    St.CLoud, MN
  • 05/2017 → Present
    Cetera Investment Advisers
    Reidsville, NC
  • 05/2017 → Present
    First National Bank Of Pa
    Reidsville, NC
Previous Registrations
  • 2009-01-02 → 2017-05-17
    Greensboro, NC
    Greensboro, NC
    Greensboro, NC
    Lexington, NC
  • 2008-03-31 → 2009-01-02
    Raymond James Financial Services, Inc.
    Greensboro, NC
    Greensboro, NC
    Lexington, NC
  • 2008-03-14 → 2008-03-27
    Winston-Salem, NC
  • 2005-12-12 → 2008-03-13
    Uvest Financial Services Group, Inc.
    Kernersville, NC
    Winston-Salem, NC
    Winston-Salem, NC
  • 2005-01-03 → 2005-12-09
    Truist Investment Services, Inc.
    Mocksville, NC
    Mocksville, NC
  • 2002-09-30 → 2005-01-03
    Ncf Financial Services, Inc.
    Mocksville, NC
  • 2000-12-31 → 2002-09-30
    Invest Financial Corporation
    Mocksville, NC
Other Businesses

1.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA 2.) VIRGINIA BACKCOUNTRY CABINS, CABIN RENTALS, 33%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-02
S63 Uniform Securities Agent State Law Examination 1992-10-13
  • S65 Uniform Investment Adviser Law Examination
    1993-06-02
  • S63 Uniform Securities Agent State Law Examination
    1992-10-13

View on SEC IAPD

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