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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Greensboro | NC | 03/2008 | 05/2017 |
| Raymond James Financial Services Advisors, Inc | Greensboro | NC | 01/2009 | 05/2017 |
| Newbridge Bank | Greensboro | NC | 03/2008 | 05/2017 |
| Lazy Moose Lodge Llc | Winston-Salem | NC | 08/2008 | Present |
| Jbjh Properties Llc | Winston-Salem | SC | 08/2008 | Present |
| Cetera Investment Serives Llc | St.CLoud | MN | 05/2017 | Present |
| Cetera Investment Advisers | Reidsville | NC | 05/2017 | Present |
| First National Bank Of Pa | Reidsville | NC | 05/2017 | Present |
1.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA 2.) VIRGINIA BACKCOUNTRY CABINS, CABIN RENTALS, 33%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-13 |
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