Sergio Alfredo Urrutia

Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-11-04
OK	RA	APPROVED	2025-11-04
TX	RA	APPROVED_RES	2025-11-04
GA	RA	APPROVED	2021-07-08
ME	RA	APPROVED	2021-06-15
NJ	RA	APPROVED	2021-05-26
MA	RA	APPROVED	2021-05-25
RI	RA	APPROVED	2021-05-24
DC	RA	APPROVED	2021-05-20
SC	RA	APPROVED	2021-05-20
WV	RA	APPROVED	2021-05-17
NY	RA	APPROVED	2021-05-16
DE	RA	APPROVED	2021-05-13
NC	RA	APPROVED	2021-05-13
PA	RA	APPROVED	2021-05-13
PR	RA	APPROVED	2021-05-13
VA	RA	APPROVED	2021-05-13
CT	RA	APPROVED	2021-05-12
FL	RA	APPROVED	2021-05-12
NH	RA	APPROVED	2021-05-07
MD	RA	APPROVED	2021-05-06
VT	RA	APPROVED	2021-05-06

KY RA
APPROVED

Since 2025-11-04
OK RA
APPROVED

Since 2025-11-04
TX RA
APPROVED_RES

Since 2025-11-04
GA RA
APPROVED

Since 2021-07-08
ME RA
APPROVED

Since 2021-06-15
NJ RA
APPROVED

Since 2021-05-26
MA RA
APPROVED

Since 2021-05-25
RI RA
APPROVED

Since 2021-05-24
DC RA
APPROVED

Since 2021-05-20
SC RA
APPROVED

Since 2021-05-20
WV RA
APPROVED

Since 2021-05-17
NY RA
APPROVED

Since 2021-05-16
DE RA
APPROVED

Since 2021-05-13
NC RA
APPROVED

Since 2021-05-13
PA RA
APPROVED

Since 2021-05-13
PR RA
APPROVED

Since 2021-05-13
VA RA
APPROVED

Since 2021-05-13
CT RA
APPROVED

Since 2021-05-12
FL RA
APPROVED

Since 2021-05-12
NH RA
APPROVED

Since 2021-05-07
MD RA
APPROVED

Since 2021-05-06
VT RA
APPROVED

Since 2021-05-06

Branch Locations

8444 S Federal Hwy, Port St Lucie, FL 34952 • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Knights Of Columbus Insurance	New Haven	CT	09/2003	Present
Knights Of Columbus Asset Advisors	New Haven	CT	01/2021	Present

09/2003 → Present

Knights Of Columbus Insurance

New Haven, CT
01/2021 → Present

Knights Of Columbus Asset Advisors

New Haven, CT

Other Businesses

Knights of Columbus Insurance General Agent Non-Investment Related. General Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 09/2003 80 hours monthly. New Haven, CT My wife and I jointly own SAU Luxury Transport, LLC - I am a Managing Member of this LLC My wife and I jointly own SAU Luxury Transport, LLC - 50/50 ownership interest SAU Luxury Transportation DBA Eagle Luxury Transportation is a Black Car Service Company. It provides passenger transportation to airports and private affairs. www.eltlimo.com My wife runs the day to day business operations. My responsibilities are strictly processing chauffeur and office staff payroll every other week. I derive no compensation.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-05-05
S63	Uniform Securities Agent State Law Examination	1992-10-30

S65 Uniform Investment Adviser Law Examination

2021-05-05
S63 Uniform Securities Agent State Law Examination

1992-10-30

View on SEC IAPD