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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-17 |
| NJ | RA | APPROVED | 2002-11-01 |
Branch Locations
502 Carnegie Center Suite 101, Princeton, NJ 08540-6289 • United States
Princeton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Princeton | NJ | 03/2008 | Present |
| City National Bank | Princeton | NJ | 01/2023 | Present |
TRINITY CHURCH; ADDRESS: 33 MERCER ST PRINCETON, NJ 08540; BUSINESS DESCRIPTION: EPISCOPAL CHURCH; NOT INVESTMENT RELATED; START DATE: 01/01/1997; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: MEMBER OF THE TRINITY CHURCH'S FINANCE COMMITTEE; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-26 |
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