Sean Edward Hattrick

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → Present
  Ubs Financial Services Inc
  Southampton, NY

Other Businesses

1. ANJENIKA LLC, INVESTMENT RELATED, LLC FORMED TO BUY LAND AND POSSIBLY BUILD A HOUSE, CO-OWNER, BEGAN 06/10/2006, 20 HOURS/MONTH, NOT DURING BUSINESS HOURS. 2. Tuckahoe Common School Distrct / Southampton United States,New York Tuckahoecommonsd.com / No/ May 19, 2015 One of three School Board Menbers / No / Member of a board committee with management or supervisory functions / / One of three School board Members / Start Date 7/1/15-7/1/18 3. Heart of the Hamptons / investment related?/: no 168 Hill Street Southampton,New York 11968 / Charity/ To help people in our local community who are in need, without discrimination, in a dignified manner / Member of Board of directors / Officer/ oversee those who run the day to day operations of Heart of the Hamptons / Start Date 12/1/2017 / 4. Tuckahoe Common School Distrct / 468 Magee Street Southampton,New York 11968 / Educational Establishment/ Education / One of three School Board Menbers / Member of Board of directors / / One of three School board Members / Start Date 7/1/2018 /

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-04
• S63 Uniform Securities Agent State Law Examination
  1992-09-10