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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Southampton | NY | 02/2009 | Present |
1. ANJENIKA LLC, INVESTMENT RELATED, LLC FORMED TO BUY LAND AND POSSIBLY BUILD A HOUSE, CO-OWNER, BEGAN 06/10/2006, 20 HOURS/MONTH, NOT DURING BUSINESS HOURS. 2. Tuckahoe Common School Distrct / Southampton United States,New York Tuckahoecommonsd.com / No/ May 19, 2015 One of three School Board Menbers / No / Member of a board committee with management or supervisory functions / / One of three School board Members / Start Date 7/1/15-7/1/18 3. Heart of the Hamptons / investment related?/: no 168 Hill Street Southampton,New York 11968 / Charity/ To help people in our local community who are in need, without discrimination, in a dignified manner / Member of Board of directors / Officer/ oversee those who run the day to day operations of Heart of the Hamptons / Start Date 12/1/2017 / 4. Tuckahoe Common School Distrct / 468 Magee Street Southampton,New York 11968 / Educational Establishment/ Education / One of three School Board Menbers / Member of Board of directors / / One of three School board Members / Start Date 7/1/2018 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-10 |
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