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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2009-10-13
  • ME RA
    APPROVED
    Since 2009-10-13

Branch Locations

157 Townsend Avenue, Boothbay Harbor, ME 04538 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Portland ME 10/2009 Present
Raymond James Financial Services Advisors, Inc Portland ME 10/2009 Present
Financial Benefit Services Portland ME 10/2009 02/2019
Financial Benefits Services Corporation Boothbay Harbor ME 02/2019 Present
  • 10/2009 → Present
    Raymond James Financial Services
    Portland, ME
  • 10/2009 → Present
    Portland, ME
  • 10/2009 → 02/2019
    Financial Benefit Services
    Portland, ME
  • 02/2019 → Present
    Financial Benefits Services Corporation
    Boothbay Harbor, ME
Previous Registrations
  • 2010-01-04 → 2019-02-08
    Financial Benefit Services Corporation
    Boothbay Harbor, ME
  • 2002-09-18 → 2009-10-13
    Portland, ME
    Portland, ME
Other Businesses

(1)Name of Business: Boothbay - Boothbay Harbor CSD School Board Address: 51 Emery Lane and 236 Townsend Avenue, Boothbay Harbor, ME, 04538, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 05/03/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-09
S63 Uniform Securities Agent State Law Examination 1992-10-13
  • S65 Uniform Investment Adviser Law Examination
    1993-02-09
  • S63 Uniform Securities Agent State Law Examination
    1992-10-13
Other Names
  • Tom Perkins

View on SEC IAPD

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