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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-22 |
| PA | RA | APPROVED | 2017-12-11 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
1110 N. Broad Street, Lansdale, PA 19446 • United States
1110 N. Broad Street, Lansdale, PA 19446 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-10-02 |
| TX | RA | APPROVED_RES | 2017-08-23 |
Branch Locations
1110 N. Broad Street, Lansdale, PA 19446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Lansdale | PA | 09/2001 | 11/2017 |
| Comprehensive Advisors, Llc | Lansdale | PA | 08/2017 | Present |
| Integrity Investment Advisors, Llc | Lansdale | PA | 05/2006 | Present |
| Lpl Financial Llc | Lansdale | PA | 11/2017 | Present |
| Private Advisor Group, Llc | Lansdale | NJ | 12/2017 | Present |
1. 11/29/2017 - Funk and Waite, LLC - Not Investment Related - Lansdale, PA - Real Estate Rental - Start Date 7/10/2015 - 2 Hour Per Month/0 Hours During Securities Trading - Co-owner. 2. 4/11/2018 - Comprehensive Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 08/01/2017 - 2 Hours Per Month/1 Hour During Securities Trading - I provide investment advisory services through Comprehensive Advisors, LLC, an independent investment advisor firm. I started this business activity in 08/2017. I expect to spend approximately 2 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 4/11/2018 - Comprehensive Financial Professionals, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2017 - 156 Hours Per Month/127 During Securities Trading. 4. 5/17/2018 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 12/01/2017 - 120 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/16/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/7/2018 - Private Advisor Group - DBA: (Hybrid)Comprehensive Financial Professionals, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/01/2017 - 120 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/24/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 11/04/2021 - Rapunzel Day Spa & Salon - Not Investment Related - 1959 W Point Pike, Lansdale, PA 19446 - Other-Day Spa and Hair Salon - Start Date: 03/01/2005 - 3 Hours Per Month/0 Hours During Securities Trading - Co-owner. 7. 03/25/2022 - CompProp LLC - Investment Related - Lansdale, PA 19446 - Real Estate Rental - Start Date: 03/01/2022 - 4 Hours Per Month/0 Hours During Securities Trading - Purchase an office building. 8. 08/16/2022- COMPREHENSIVE FINANCIAL HOLDINGS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only-Start Date- 07/31/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-01 |
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