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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-02 |
| TX | RA | APPROVED_RES | 2013-01-23 |
| WI | RA | APPROVED | 2011-05-11 |
Branch Locations
840 Lake Ave Ste 250, Racine, WI 53403-1565 • United States
Cape Coral, FL • United States
Cape Coral, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Racine | WI | 05/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Racine | WI | 03/2020 | Present |
Other Business Activities; Big Sisters of Greater Racine; office space rental; 840 Lake Ave. Ste. 250Racine, WI 53403, ,; ; 07/01/2016; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-25 |
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