John Raring

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 09/2023
  First Republic Securities Company, Llc
  Newport Beach, CA
• 09/2015 → 09/2023
  First Republic Investment Management, Inc.
  Newport Beach, CA
• 09/2023 → 06/2024
  J.P. Morgan Securities Llc
  Newport Beach, CA
• 06/2024 → Present
  Lpl Financial, Llc
  Newport Beach, CA

Previous Registrations

• 2015-09-02 → 2024-06-06
  J.P. Morgan Private Wealth Advisors Llc
  Newport Beach, CA
  San Francisco, CA
• 2023-09-06 → 2024-06-05
  J.P. Morgan Securities Llc
  Newport Beach, CA
  Newport Beach, CA
• 2012-04-17 → 2015-09-11
  Ubs Financial Services Inc.
  Irvine, CA

Other Businesses

1. 05/29/2024- HWYl Holding Company Inc.- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- CA 92694- Start Date 4/15/2024 2. 05/10/2024- Highway One Capital- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location

Exams

• S66 Uniform Combined State Law Examination
  2012-04-16
• S63 Uniform Securities Agent State Law Examination
  1992-07-29

Other Names

• Dustin Raring
• John Dustin Raring