Joely Ann Murray

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-02-06
SC	RA	APPROVED	2012-12-17
NC	RA	APPROVED	2009-10-23

TX RA
APPROVED_RES

Since 2013-02-06
SC RA
APPROVED

Since 2012-12-17
NC RA
APPROVED

Since 2009-10-23

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

4242 Six Forks Rd, Raleigh, NC 27609 • United States

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Clayton, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Raleigh	NC	10/2009	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC

Previous Registrations

2005-06-08 → 2009-10-23

Banc Of America Investment Services, Inc.

Raleigh, NC

Raleigh, NC

Other Businesses

I*3156286Entity Type: N/AName of OBA: J and A S Family Trust IrrevocableAddress: CLAYTON, North Carolina, 27520Investment Related: NoPosition, Title, Association: Successor TrusteeEmployee Start Date: 11/11/2025Number of Hours: 2, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Successor Trustee for Parents I*5221279, Entity Type: , Name of OBA: Special Needs Trust, Address: Clayton, North Carolina, 27520, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 08/06/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-06-07
S63	Uniform Securities Agent State Law Examination	1998-01-21

S65 Uniform Investment Adviser Law Examination

2005-06-07
S63 Uniform Securities Agent State Law Examination

1998-01-21

Other Names

Joely Steinbock
Joely Ann Steinbock

View on SEC IAPD